package octez-protocol-019-PtParisB-libs
Octez protocol 019-PtParisB libraries
Install
Dune Dependency
Authors
Maintainers
Sources
tezos-octez-v20.1.tag.bz2
sha256=ddfb5076eeb0b32ac21c1eed44e8fc86a6743ef18ab23fff02d36e365bb73d61
sha512=d22a827df5146e0aa274df48bc2150b098177ff7e5eab52c6109e867eb0a1f0ec63e6bfbb0e3645a6c2112de3877c91a17df32ccbff301891ce4ba630c997a65
doc/src/octez-protocol-019-PtParisB-libs.baking/state_transitions.ml.html
Source file state_transitions.ml
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(*****************************************************************************) (* *) (* Open Source License *) (* Copyright (c) 2021 Nomadic Labs <contact@nomadic-labs.com> *) (* *) (* Permission is hereby granted, free of charge, to any person obtaining a *) (* copy of this software and associated documentation files (the "Software"),*) (* to deal in the Software without restriction, including without limitation *) (* the rights to use, copy, modify, merge, publish, distribute, sublicense, *) (* and/or sell copies of the Software, and to permit persons to whom the *) (* Software is furnished to do so, subject to the following conditions: *) (* *) (* The above copyright notice and this permission notice shall be included *) (* in all copies or substantial portions of the Software. *) (* *) (* THE SOFTWARE IS PROVIDED "AS IS", WITHOUT WARRANTY OF ANY KIND, EXPRESS OR*) (* IMPLIED, INCLUDING BUT NOT LIMITED TO THE WARRANTIES OF MERCHANTABILITY, *) (* FITNESS FOR A PARTICULAR PURPOSE AND NONINFRINGEMENT. IN NO EVENT SHALL *) (* THE AUTHORS OR COPYRIGHT HOLDERS BE LIABLE FOR ANY CLAIM, DAMAGES OR OTHER*) (* LIABILITY, WHETHER IN AN ACTION OF CONTRACT, TORT OR OTHERWISE, ARISING *) (* FROM, OUT OF OR IN CONNECTION WITH THE SOFTWARE OR THE USE OR OTHER *) (* DEALINGS IN THE SOFTWARE. *) (* *) (*****************************************************************************) open Protocol open Alpha_context open Baking_state open Baking_actions module Events = Baking_events.State_transitions let do_nothing state = Lwt.return (state, Do_nothing) type proposal_acceptance = Invalid | Outdated_proposal | Valid_proposal let is_acceptable_proposal_for_current_level state (proposal : Baking_state.proposal) = let open Lwt_syntax in let current_round = state.round_state.current_round in if Round.(current_round < proposal.block.round) then let* () = Events.( emit unexpected_proposal_round (current_round, proposal.block.round)) in return Invalid else if Round.(current_round > proposal.block.round) then return Outdated_proposal else (* current_round = proposal.round *) let previous_proposal = state.level_state.latest_proposal in if Round.(proposal.block.round = previous_proposal.block.round) && Block_hash.(proposal.block.hash <> previous_proposal.block.hash) && Block_hash.( proposal.predecessor.hash = previous_proposal.predecessor.hash) then (* An existing proposal was found at the same round: the proposal is bad and should be punished by the accuser *) let* () = Events.( emit proposal_for_round_already_seen (proposal.block.hash, current_round, previous_proposal.block.hash)) in return Invalid else (* current_round = proposal.block.round ∧ proposal.block.round <> previous_proposal.block.round => proposal.block.round > previous_proposal.block.round The proposal has the expected round and the previous proposal is a predecessor therefore the proposal is valid *) return Valid_proposal let make_consensus_vote_batch state proposal kind = let level = Raw_level.of_int32 state.level_state.current_level |> function | Ok l -> l | _ -> assert false in let round = proposal.block.round in let block_payload_hash = proposal.block.payload_hash in let batch_content = {level; round; block_payload_hash} in let delegates_and_slots = List.map (fun delegate_slot -> (delegate_slot.consensus_key_and_delegate, delegate_slot.first_slot)) (Delegate_slots.own_delegates state.level_state.delegate_slots) in (* The branch is the latest finalized block. *) let batch_branch = state.level_state.latest_proposal.predecessor.hash in Baking_state.make_unsigned_consensus_vote_batch kind batch_content ~batch_branch delegates_and_slots (* If we do not have any slots, we won't inject any operation but we will still participate to determine an elected block *) let prepare_preattest_action state proposal = let preattestations : unsigned_consensus_vote_batch = make_consensus_vote_batch state proposal Baking_state.Preattestation in Prepare_preattestations {preattestations} let prepare_consensus_votes_action state proposal = let preattestations : unsigned_consensus_vote_batch = make_consensus_vote_batch state proposal Baking_state.Preattestation in let attestations : unsigned_consensus_vote_batch = make_consensus_vote_batch state proposal Baking_state.Attestation in Prepare_consensus_votes {preattestations; attestations} let update_proposal ~is_proposal_applied state proposal = let open Lwt_syntax in let* () = Events.(emit updating_latest_proposal proposal.block.hash) in let prev_proposal = state.level_state.latest_proposal in let is_latest_proposal_applied = (* mark as applied if it is indeed applied or if this specific proposal was already marked as applied *) is_proposal_applied || prev_proposal.block.hash = proposal.block.hash && state.level_state.is_latest_proposal_applied in let new_level_state = { state.level_state with is_latest_proposal_applied; latest_proposal = proposal; } in return {state with level_state = new_level_state} let may_update_proposal ~is_proposal_applied state (proposal : proposal) = assert ( Compare.Int32.( state.level_state.latest_proposal.block.shell.level = proposal.block.shell.level)) ; if Round.(state.level_state.latest_proposal.block.round < proposal.block.round) then update_proposal ~is_proposal_applied state proposal else Lwt.return state let preattest state proposal = let open Lwt_syntax in if Baking_state.is_first_block_in_protocol proposal then (* We do not preattest the first transition block *) let new_state = update_current_phase state Idle in return (new_state, Do_nothing) else let* () = Events.(emit attempting_preattest_proposal proposal.block.hash) in let new_state = (* We have detected a new proposal that needs to be preattested. We switch to the `Awaiting_preattestations` phase. *) update_current_phase state Awaiting_preattestations in (* Here, we do not cancel pending signatures as it is already done in [handle_proposal]. *) return (new_state, prepare_preattest_action state proposal) let prepare_consensus_votes state proposal = let open Lwt_syntax in if Baking_state.is_first_block_in_protocol proposal then (* We do not vote for the first transition block *) let new_state = update_current_phase state Idle in return (new_state, Do_nothing) else let* () = Events.(emit attempting_vote_proposal proposal.block.hash) in let new_state = (* We have detected a new proposal that needs to be voted for. We switch to the `Awaiting_preattestations` phase. *) update_current_phase state Awaiting_preattestations in return (new_state, prepare_consensus_votes_action state proposal) let extract_pqc state (new_proposal : proposal) = match new_proposal.block.prequorum with | None -> None | Some pqc -> let add_voting_power acc (op : Kind.preattestation Operation.t) = let open Protocol.Alpha_context.Operation in let { shell = _; protocol_data = {contents = Single (Preattestation {slot; _}); _}; _; } = op in match Delegate_slots.voting_power state.level_state.delegate_slots ~slot with | None -> (* cannot happen if the map is correctly populated *) acc | Some attesting_power -> acc + attesting_power in let voting_power = List.fold_left add_voting_power 0 pqc.preattestations in let consensus_threshold = state.global_state.constants.parametric.consensus_threshold in if Compare.Int.(voting_power >= consensus_threshold) then Some (pqc.preattestations, pqc.round) else None let may_update_attestable_payload_with_internal_pqc state (new_proposal : proposal) = match (new_proposal.block.prequorum, state.level_state.attestable_payload) with | None, _ -> (* The proposal does not contain a PQC: no need to update *) state | Some {round = new_round; _}, Some {prequorum = {round = old_round; _}; _} when Round.(new_round < old_round) -> (* The proposal pqc is outdated, do not update *) state | Some better_prequorum, _ -> assert ( Block_payload_hash.( better_prequorum.block_payload_hash = new_proposal.block.payload_hash)) ; assert ( Compare.Int32.(better_prequorum.level = new_proposal.block.shell.level)) ; let new_attestable_payload = Some {proposal = new_proposal; prequorum = better_prequorum} in let new_level_state = {state.level_state with attestable_payload = new_attestable_payload} in {state with level_state = new_level_state} let has_already_been_handled state new_proposal = let current_proposal = state.level_state.latest_proposal in Block_hash.(current_proposal.block.hash = new_proposal.block.hash) && state.level_state.is_latest_proposal_applied let mark_awaiting_pqc state = let new_round_state = {state.round_state with awaiting_unlocking_pqc = true} in let new_state = {state with round_state = new_round_state} in new_state let rec handle_proposal ~is_proposal_applied state (new_proposal : proposal) = let open Lwt_syntax in (* We need to avoid to send votes if we are in phases where consensus votes are already being forged. This is needed to avoid switching back from Awaiting_attestations to Awaiting_preattestations. Hypothesis: a fresh round's initial phase is Idle *) let may_vote state proposal = match state.round_state.current_phase with | Idle -> (* We prioritize the new and meaningful consensus vote signing by cancelling all pending forge and signing tasks. In this current context, preattesting means that it is now too late to include outdated consensus votes and blocks. However, active forge requests are still processed until completion. *) state.global_state.forge_worker_hooks.cancel_all_pending_tasks () ; prepare_consensus_votes state proposal | _ -> do_nothing state in let current_level = state.level_state.current_level in let new_proposal_level = new_proposal.block.shell.level in let current_proposal = state.level_state.latest_proposal in if is_proposal_applied && Block_hash.(current_proposal.block.hash = new_proposal.block.hash) then let new_level_state = {state.level_state with is_latest_proposal_applied = true} in let new_state = {state with level_state = new_level_state} in do_nothing new_state else if Compare.Int32.(current_level > new_proposal_level) then (* The baker is ahead, a reorg may have happened. Do nothing: wait for the node to send us the branch's head. This new head should have a fitness that is greater than our current proposal and thus, its level should be at least the same as our current proposal's level. *) let* () = Events.(emit baker_is_ahead_of_node (current_level, new_proposal_level)) in do_nothing state else if Compare.Int32.(current_level = new_proposal_level) then if (* The received head is a new proposal for the current level: let's check if it's a valid one for us. *) Block_hash.( current_proposal.predecessor.hash <> new_proposal.predecessor.hash) then let* () = Events.( emit new_proposal_is_on_another_branch (current_proposal.predecessor.hash, new_proposal.predecessor.hash)) in may_switch_branch ~is_proposal_applied state new_proposal else let* proposal_acceptance = is_acceptable_proposal_for_current_level state new_proposal in match proposal_acceptance with | Invalid -> (* The proposal is invalid: we ignore it *) let* () = Events.(emit skipping_invalid_proposal ()) in do_nothing state | Outdated_proposal -> (* Check whether we need to update our attestable payload *) let state = may_update_attestable_payload_with_internal_pqc state new_proposal in (* The proposal is outdated: we update to be able to extract its included attestations but we do not attest it *) let* () = Events.(emit outdated_proposal new_proposal.block.hash) in let* state = may_update_proposal ~is_proposal_applied state new_proposal in do_nothing state | Valid_proposal -> ( (* Valid_proposal => proposal.round = current_round *) (* Check whether we need to update our attestable payload *) let new_state = may_update_attestable_payload_with_internal_pqc state new_proposal in let* new_state = may_update_proposal ~is_proposal_applied new_state new_proposal in (* We invalidate early attestations *) let new_round_state = {new_state.round_state with early_attestations = []} in let new_state = {new_state with round_state = new_round_state} in (* The proposal is valid but maybe we already locked on a payload *) match new_state.level_state.locked_round with | Some locked_round -> ( if Block_payload_hash.( locked_round.payload_hash = new_proposal.block.payload_hash) then (* when the new head has the same payload as our [locked_round], we accept it and vote for it *) may_vote new_state new_proposal else (* The payload is different *) match new_proposal.block.prequorum with | Some {round; _} when Round.(locked_round.round < round) -> (* This PQC is above our locked_round, we can and vote for it *) may_vote new_state new_proposal | _ -> (* We shouldn't vote for proposal, but we should at least watch (pre)quorums events on it but only when it is applied otherwise we await for the proposal to be applied. *) let new_state = mark_awaiting_pqc new_state in let new_state = update_current_phase new_state Awaiting_preattestations in return (new_state, Watch_prequorum)) | None -> (* Otherwise, we did not lock on any payload, thus we can vote for it it *) may_vote new_state new_proposal) else (* Last case: new_proposal_level > current_level *) (* Possible scenarios: - we received a block for a next level - we received our own block This is where we update our [level_state] (and our [round_state]) *) let* () = Events.(emit new_head_with_increasing_level ()) in let new_level = new_proposal.block.shell.level in let compute_new_state ~current_round ~delegate_slots ~next_level_delegate_slots = let round_state = { current_round; current_phase = Idle; delayed_quorum = None; early_attestations = []; awaiting_unlocking_pqc = false; } in let level_state = { current_level = new_level; latest_proposal = new_proposal; is_latest_proposal_applied = is_proposal_applied; (* Unlock values *) locked_round = None; attestable_payload = None; elected_block = None; delegate_slots; next_level_delegate_slots; next_level_proposed_round = None; } in (* recursive call with the up-to-date state to handle the new level proposals *) handle_proposal ~is_proposal_applied {state with level_state; round_state} new_proposal in let action = Update_to_level {new_level_proposal = new_proposal; compute_new_state} in return (state, action) and may_switch_branch ~is_proposal_applied state new_proposal = let open Lwt_syntax in let switch_branch state = let* () = Events.(emit switching_branch ()) in (* If we are on a different branch, we also need to update our [round_state] accordingly. The recursive call to [handle_proposal] cannot end up with an invalid proposal as it's on a different branch, thus there is no need to backtrack to the former state as the new proposal must end up being the new [latest_proposal]. That's why we update it here. *) let round_update = { Baking_actions.new_round_proposal = new_proposal; handle_proposal = (fun state -> handle_proposal ~is_proposal_applied state new_proposal); } in let* new_state = update_proposal ~is_proposal_applied state new_proposal in (* TODO if the branch proposal is outdated, we should trigger an [End_of_round] to participate *) return (new_state, Synchronize_round round_update) in let current_attestable_payload = state.level_state.attestable_payload in match (current_attestable_payload, new_proposal.block.prequorum) with | None, Some _ | None, None -> let* () = Events.(emit branch_proposal_has_better_fitness ()) in (* The new branch contains a PQC (and we do not) or a better fitness, we switch. *) switch_branch state | Some _, None -> (* We have a better PQC, we don't switch as we are able to propose a better chain if we stay on our current one. *) let* () = Events.(emit branch_proposal_has_no_prequorum ()) in do_nothing state | Some {prequorum = current_pqc; _}, Some new_pqc -> if Round.(current_pqc.round > new_pqc.round) then let* () = Events.(emit branch_proposal_has_lower_prequorum ()) in (* The other's branch PQC is lower than ours, do not switch *) do_nothing state else if Round.(current_pqc.round < new_pqc.round) then let* () = Events.(emit branch_proposal_has_better_prequorum ()) in (* Their PQC is better than ours: we switch *) switch_branch state else (* current_pqc.round = new_pqc *) (* There is a PQC on two branches with the same round and the same level but not the same predecessor : it's impossible unless if there was some double-baking. This shouldn't happen but do nothing anyway. *) let* () = Events.(emit branch_proposal_has_same_prequorum ()) in do_nothing state (* Create a fresh block proposal containing the current operations of the mempool in [state] and the additional [attestations] for [delegate] at round [round]. *) let prepare_block_to_bake ~attestations ?last_proposal ~(predecessor : block_info) state delegate round = (* The block to bake embeds the operations gathered by the worker. However, consensus operations that are not relevant for this block are filtered out. In the case of proposing a new fresh block, the block is supposed to carry only attestations for the previous level. *) let open Lwt_syntax in let operation_pool = (* 1. Fetch operations from the mempool. *) let current_mempool = let pool = Operation_worker.get_current_operations state.global_state.operation_worker in (* Considered the operations in the previous proposal as well *) match last_proposal with | Some proposal -> let { Operation_pool.votes_payload; anonymous_payload; managers_payload; } = proposal.payload in List.fold_left Operation_pool.add_operations pool [votes_payload; anonymous_payload; managers_payload] | None -> pool in (* 2. Filter and only retain relevant attestations. *) let relevant_consensus_operations = let attestation_filter = { Operation_pool.level = predecessor.shell.level; round = predecessor.round; payload_hash = predecessor.payload_hash; } in Operation_pool.filter_with_relevant_consensus_ops ~attestation_filter ~preattestation_filter:None current_mempool.consensus in let filtered_mempool = {current_mempool with consensus = relevant_consensus_operations} in (* 3. Add the additional given [attestations]. N.b. this is a set: there won't be duplicates *) Operation_pool.add_operations filtered_mempool (List.map Operation.pack attestations) in let kind = Fresh operation_pool in let* () = Events.(emit preparing_fresh_block (delegate, round)) in let force_apply = state.global_state.config.force_apply || Round.(round <> zero) (* This is used as a safety net by applying blocks on round > 0, in case validation-only did not produce a correct round-0 block. *) in let block_to_bake : block_to_bake = {predecessor; round; delegate; kind; force_apply} in return (Prepare_block {block_to_bake}) (** Create an inject action that will inject either a fresh block or the pre-emptively forged block if it exists. *) let propose_fresh_block_action ~attestations ?last_proposal ~(predecessor : block_info) state delegate round = (* TODO check if there is a trace where we could not have updated the level *) prepare_block_to_bake ~attestations ?last_proposal ~predecessor state delegate round let propose_block_action state delegate round ~last_proposal = let open Lwt_syntax in (* Possible cases: 1. There was a proposal but the PQC was not reached. 2. There was a proposal and the PQC was reached. We repropose the [attestable_payload] if it exists, not the [locked_round] as it may be older. *) match state.level_state.attestable_payload with | None -> let* () = Events.(emit no_attestable_payload_fresh_block ()) in (* For case 1, we may re-inject with the same payload or a fresh one. We make the choice of baking a fresh one: the previous proposal may have been rejected because the block may have been valid but may be considered "bad" (censored operations, empty block, etc.) by the other validators. *) (* Invariant: there is no locked round if there is no attestable payload *) assert (state.level_state.locked_round = None) ; let attestations_in_last_proposal = last_proposal.block.quorum in propose_fresh_block_action ~attestations:attestations_in_last_proposal state ~last_proposal:last_proposal.block ~predecessor:last_proposal.predecessor delegate round | Some {proposal; prequorum} -> let* () = Events.(emit repropose_block proposal.block.payload_hash) in (* For case 2, we re-inject the same block as [attestable_round] but we may add some left-overs attestations. Therefore, the operations we need to include are: - the proposal's included attestations - the potential missing new attestations for the previous block - the PQC of the attestable payload *) let consensus_operations = (* Fetch preattestations and attestations from the mempool (that could be missing from the proposal), filter, then add consensus operations of the proposal itself, and convert into [packed_operation trace]. *) let mempool_consensus_operations = (Operation_worker.get_current_operations state.global_state.operation_worker) .consensus in let all_consensus_operations = (* Add the proposal and pqc consensus operations to the mempool *) List.fold_left (fun set op -> Operation_pool.Operation_set.add op set) mempool_consensus_operations (List.map Operation.pack proposal.block.quorum @ List.map Operation.pack prequorum.preattestations) in let attestation_filter = { Operation_pool.level = proposal.predecessor.shell.level; round = proposal.predecessor.round; payload_hash = proposal.predecessor.payload_hash; } in let preattestation_filter = Some { Operation_pool.level = prequorum.level; round = prequorum.round; payload_hash = prequorum.block_payload_hash; } in Operation_pool.( filter_with_relevant_consensus_ops ~attestation_filter ~preattestation_filter all_consensus_operations |> Operation_set.elements) in let payload_hash = proposal.block.payload_hash in let payload_round = proposal.block.payload_round in let payload = proposal.block.payload in let kind = Reproposal {consensus_operations; payload_hash; payload_round; payload} in let force_apply = true (* This is used as a safety net by applying blocks on round > 0, in case validation-only did not produce a correct round-0 block. *) in let block_to_bake = {predecessor = proposal.predecessor; round; delegate; kind; force_apply} in return (Prepare_block {block_to_bake}) let end_of_round state current_round = let open Lwt_syntax in let new_round = Round.succ current_round in (* We initialize the round's phase to Idle for the [handle_proposal] transition to trigger the preattestation action. *) let new_round_state = { current_round = new_round; current_phase = Idle; delayed_quorum = None; early_attestations = []; awaiting_unlocking_pqc = false; } in let new_state = {state with round_state = new_round_state} in (* we need to check if we need to bake for this round or not *) match round_proposer new_state ~level:`Current new_state.round_state.current_round with | None -> let* () = Events.( emit no_proposal_slot (current_round, state.level_state.current_level, new_round)) in (* We don't have any delegate that may propose a new block for this round -- We will wait for preattestations when the next level block arrive. Meanwhile, we are idle *) let new_state = update_current_phase new_state Idle in do_nothing new_state | Some {consensus_key_and_delegate; _} -> let latest_proposal = state.level_state.latest_proposal in if Baking_state.is_first_block_in_protocol latest_proposal then (* Do not inject a block for the previous protocol! (Let the baker of the previous protocol do it.) *) do_nothing new_state else let* () = Events.( emit proposal_slot ( current_round, state.level_state.current_level, new_round, consensus_key_and_delegate )) in (* We have a delegate, we need to determine what to inject *) let* action = propose_block_action new_state consensus_key_and_delegate new_round ~last_proposal:state.level_state.latest_proposal in return (new_state, action) let time_to_prepare_next_level_block state at_round = let open Lwt_syntax in (* It is now time to update the state level *) (* We need to keep track for which block we have 2f+1 *attestations*, that is, which will become the new predecessor_block *) (* Invariant: attestable_round >= round(elected block) >= locked_round *) let round_proposer_opt = round_proposer state ~level:`Next at_round in match (state.level_state.elected_block, round_proposer_opt) with | None, _ | _, None -> (* Unreachable: the [Time_to_prepare_next_level_block] event can only be triggered when we have a slot and an elected block *) assert false | Some elected_block, Some {consensus_key_and_delegate; _} -> let attestations = elected_block.attestation_qc in let new_level_state = {state.level_state with next_level_proposed_round = Some at_round} in let new_state = {state with level_state = new_level_state} in let* action = propose_fresh_block_action ~attestations ~predecessor:elected_block.proposal.block new_state consensus_key_and_delegate at_round in return (new_state, action) let update_locked_round state round payload_hash = let locked_round = Some {payload_hash; round} in let new_level_state = {state.level_state with locked_round} in {state with level_state = new_level_state} let prepare_attest_action state proposal = let attestations : unsigned_consensus_vote_batch = make_consensus_vote_batch state proposal Baking_state.Attestation in Prepare_attestations {attestations} let inject_early_arrived_attestations state = let early_attestations = state.round_state.early_attestations in match early_attestations with | [] -> Lwt.return (state, Watch_quorum) | first_signed_attestation :: _ as unbatched_signed_attestations -> ( let new_round_state = {state.round_state with early_attestations = []} in let new_state = {state with round_state = new_round_state} in let batch_branch = state.level_state.latest_proposal.predecessor.hash in let batch_content = let vote_consensus_content = first_signed_attestation.unsigned_consensus_vote .vote_consensus_content in { level = vote_consensus_content.level; round = vote_consensus_content.round; block_payload_hash = vote_consensus_content.block_payload_hash; } in make_signed_consensus_vote_batch Attestation batch_content ~batch_branch unbatched_signed_attestations |> function | Ok signed_attestations -> Lwt.return (new_state, Inject_attestations {signed_attestations}) | Error _err -> (* Unreachable *) do_nothing new_state) let prequorum_reached_when_awaiting_preattestations state candidate preattestations = let open Lwt_syntax in let latest_proposal = state.level_state.latest_proposal in if Block_hash.(candidate.Operation_worker.hash <> latest_proposal.block.hash) then let* () = Events.( emit unexpected_prequorum_received (candidate.hash, latest_proposal.block.hash)) in do_nothing state else let prequorum = { level = latest_proposal.block.shell.level; round = latest_proposal.block.round; block_payload_hash = latest_proposal.block.payload_hash; preattestations (* preattestations may be nil when [consensus_threshold] is 0 *); } in let new_attestable_payload = {proposal = latest_proposal; prequorum} in let new_level_state = let level_state_with_new_payload = { state.level_state with attestable_payload = Some new_attestable_payload; } in match state.level_state.attestable_payload with | None -> level_state_with_new_payload | Some attestable_payload -> if Round.( attestable_payload.prequorum.round < new_attestable_payload.prequorum.round) then level_state_with_new_payload else state.level_state in let new_state = {state with level_state = new_level_state} in let new_state = update_locked_round new_state latest_proposal.block.round latest_proposal.block.payload_hash in let new_state = update_current_phase new_state Awaiting_attestations in if new_state.round_state.awaiting_unlocking_pqc then (* We were locked and did not trigger preemptive consensus votes: we need to start attesting now. *) return (new_state, prepare_attest_action new_state latest_proposal) else (* We already triggered preemptive attestation forging, we either have those already or we are waiting for them. *) inject_early_arrived_attestations new_state let quorum_reached_when_waiting_attestations state candidate attestation_qc = let open Lwt_syntax in let latest_proposal = state.level_state.latest_proposal in let is_latest_proposal_applied = state.level_state.is_latest_proposal_applied in if Block_hash.(candidate.Operation_worker.hash <> latest_proposal.block.hash) then let* () = Events.( emit unexpected_quorum_received (candidate.hash, latest_proposal.block.hash)) in do_nothing state else let new_round_state, new_level_state = match state.level_state.elected_block with | None when is_latest_proposal_applied -> (* The elected proposal has been applied. Record the elected block and transition to the Idle phase, as there is nothing left to do. *) let elected_block = Some {proposal = latest_proposal; attestation_qc} in let new_level_state = {state.level_state with elected_block} in let new_round_state = {state.round_state with current_phase = Idle} in (new_round_state, new_level_state) | None -> (* A quorum has been reached, but the elected proposal has not been applied yet by the node. Transition in the `Awaiting_application` phase, and do not save the elected block in the state. Instead, keep track that an early quorum has been reached at this round. This avoids the proposer of a block at the next level to inject a proposal before the node has been applied the proposal elected at the current level. *) let new_round_state = { state.round_state with current_phase = Awaiting_application; delayed_quorum = Some attestation_qc; } in (new_round_state, state.level_state) | Some _ -> (* If we already have an elected block, do not update it: the earlier, the better. We do not need to record the quorum either, as this won't be used to elect a new block. *) (state.round_state, state.level_state) in let new_state = {state with round_state = new_round_state; level_state = new_level_state} in do_nothing new_state let handle_expected_applied_proposal (state : Baking_state.t) = let new_level_state = {state.level_state with is_latest_proposal_applied = true} in (* This code is triggered only when in the `Awaiting_application`phase, which in turn is reached only if a quorum has been met but the block has not been applied by the node. As a consequence, the only thing that is left to do at this stage is to update the elected block and transition to the Idle phase, as there is nothing left to do. *) let new_state = {state with level_state = new_level_state} in let new_state = match new_state.level_state.elected_block with | None -> (* We do not have an elected block for this level. We need to update it. *) let latest_proposal = state.level_state.latest_proposal in let attestation_qc = match state.round_state.delayed_quorum with | None -> assert false | Some attestation_qc -> attestation_qc in let elected_block = Some {proposal = latest_proposal; attestation_qc} in let new_level_state = {state.level_state with elected_block} in {state with level_state = new_level_state} | Some _ -> (* We already have an elected block at this level. We do not need to update it. The earlier, the better. *) new_state in let new_state = update_current_phase new_state Idle in do_nothing new_state let handle_arriving_attestation state signed_attestation = let open Lwt_syntax in let { vote_consensus_content = { level; round = att_round; block_payload_hash = att_payload_hash; slot = _; }; delegate; _; } = signed_attestation.unsigned_consensus_vote in let att_level = Raw_level.to_int32 level in let attestation_matches_proposal = let {payload_hash; round = block_round; shell; _} = state.level_state.latest_proposal.block in Block_payload_hash.(att_payload_hash = payload_hash) && Round.(att_round = block_round) && Compare.Int32.(shell.level = att_level) in if not attestation_matches_proposal then let* () = Events.(emit discarding_attestation (delegate, att_level, att_round)) in do_nothing state else match state.round_state.current_phase with | Awaiting_preattestations -> (* An attestation is ready for injection but the prequorum has not been reached yet: we save them until then. *) let new_round_state = { state.round_state with early_attestations = signed_attestation :: state.round_state.early_attestations; } in let new_state = {state with round_state = new_round_state} in do_nothing new_state | Idle | Awaiting_attestations | Awaiting_application -> (* For these three phases, we have necessarily already reached the prequorum: we are safe to inject. *) let signed_attestations = make_singleton_consensus_vote_batch signed_attestation in Lwt.return (state, Inject_attestations {signed_attestations}) let handle_forge_event state forge_event = match forge_event with | Block_ready prepared_block -> Lwt.return ( state, Inject_block {prepared_block; force_injection = false; asynchronous = true} ) | Preattestation_ready signed_preattestation -> Lwt.return (state, Inject_preattestation {signed_preattestation}) | Attestation_ready signed_attestation -> handle_arriving_attestation state signed_attestation (* Hypothesis: - The state is not to be modified outside this module (NB: there are exceptions in Baking_actions: the corner cases [update_to_level] and [synchronize_round] and the hack used by [inject_block]) - new_proposal's received blocks are expected to belong to our current round - [Prequorum_reached] can only be received when we've seen a new head - [Quorum_reached] can only be received when we've seen a [Prequorum_reached] *) let step (state : Baking_state.t) (event : Baking_state.event) : (Baking_state.t * Baking_actions.t) Lwt.t = let open Lwt_syntax in let phase = state.round_state.current_phase in let* () = Events.(emit step_current_phase (phase, event)) in match (phase, event) with (* Handle timeouts *) | _, Timeout (End_of_round {ending_round}) -> (* If the round is ending, stop everything currently going on and increment the round. *) end_of_round state ending_round | _, Timeout (Time_to_prepare_next_level_block {at_round}) -> (* If it is time to bake the next level, stop everything currently going on and propose the next level block *) time_to_prepare_next_level_block state at_round | Idle, New_head_proposal proposal -> let* () = Events.( emit new_head ( proposal.block.hash, proposal.block.shell.level, proposal.block.round )) in handle_proposal ~is_proposal_applied:true state proposal | Awaiting_application, New_head_proposal proposal -> if Block_hash.( state.level_state.latest_proposal.block.hash <> proposal.block.hash) then let* () = Events.( emit new_head ( proposal.block.hash, proposal.block.shell.level, proposal.block.round )) in let* () = Events.(emit unexpected_new_head_while_waiting_for_application ()) in handle_proposal ~is_proposal_applied:true state proposal else let* () = Events.(emit applied_expected_proposal_received proposal.block.hash) in handle_expected_applied_proposal state | Awaiting_attestations, New_head_proposal proposal | Awaiting_preattestations, New_head_proposal proposal -> let* () = Events.( emit new_head ( proposal.block.hash, proposal.block.shell.level, proposal.block.round )) in let* () = Events.(emit new_head_while_waiting_for_qc ()) in handle_proposal ~is_proposal_applied:true state proposal | Idle, New_valid_proposal proposal -> let* () = Events.( emit new_valid_proposal ( proposal.block.hash, proposal.block.shell.level, proposal.block.round )) in handle_proposal ~is_proposal_applied:false state proposal | _, New_forge_event (forge_event : forge_event) -> let* () = Events.(emit new_forge_event forge_event) in handle_forge_event state forge_event | Awaiting_application, New_valid_proposal proposal | Awaiting_attestations, New_valid_proposal proposal | Awaiting_preattestations, New_valid_proposal proposal -> let* () = Events.( emit new_valid_proposal ( proposal.block.hash, proposal.block.shell.level, proposal.block.round )) in if has_already_been_handled state proposal then let* () = Events.(emit valid_proposal_received_after_application ()) in do_nothing state else let* () = Events.(emit new_valid_proposal_while_waiting_for_qc ()) in handle_proposal ~is_proposal_applied:false state proposal | Awaiting_preattestations, Prequorum_reached (candidate, preattestation_qc) -> prequorum_reached_when_awaiting_preattestations state candidate preattestation_qc | Awaiting_attestations, Quorum_reached (candidate, attestation_qc) -> quorum_reached_when_waiting_attestations state candidate attestation_qc (* Unreachable cases *) | Idle, (Prequorum_reached _ | Quorum_reached _) | Awaiting_preattestations, Quorum_reached _ | (Awaiting_application | Awaiting_attestations), Prequorum_reached _ | Awaiting_application, Quorum_reached _ -> (* This cannot/should not happen *) do_nothing state
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